Our Broker Dealer What is a broker/dealer? In order to buy and sell investment products on behalf of clients a registered investment representative is required to affiliate with a company called a broker/dealer. The Securities and Exchange Commission (SEC) delegates the supervision of financial advisors to the Financial Industry Regulatory Authority (FINRA) and FINRA requires us to choose a broker/dealer to partner with on behalf of our clients. Why Centaurus Financial? Centaurus Financial, Inc. is a national independent broker/dealer licensed to offer securities, investment advisory services and insurance products. Centaurus is a Registered Investment Adviser with the Securities & Exchange Commission (SEC) and a member of both the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC). The fact that we've chosen to work with Centaurus Financial, an independent broker/dealer–RIA, means that our firm remains independent, too. We are free to act solely in your best interest, without coporate pressure to offer "in-house" or proprietary products.Centaurus is also independently owned and managed, which means our firm retains the freedom to allocate resources where they're needed and to act in the best interests of its financial advisors and their clients—not shareholders. Click here to read about Centaurus Financial in the news!